© Silke
Hesse 2013
A Fraught
Subject: Two Novels on War and Genocide
Silke Hesse
I want to discuss two novels
whose subject matter, the Holocaust, is more fraught and more contaminating
than any other in our culture. Before I set out on this daunting task I need to
orientate myself.
There can be no doubt that
anything like the planned and brutal murder of millions of men, women and
children must never happen again. No human being in the entire world could
disagree, even though the fascination with this epoch of large-scale violence
is widespread. But how do we prevent such horrors from reoccurring? For like
the “war to end all wars”, the “massacre to end all massacres” has not had the
effect we once thought it must have. There have been a surprising number of
senseless wars since the Great War and far too many genocidal massacres: India
in the wake of partition, Cambodia under Pol Pot, Rwanda and Burundi to mention
but three. Let me concentrate on the genocides, though the link between war -
certainly if one includes civil war - and genocide should not be overlooked. If
nothing else, war can be a facilitator and a screen for genocide.
War is most often the result of
political manoeuvres for power; citizens are then required to fight the wars
their government starts, wars that modern technology has made horrifyingly
unequal, abstract and brutal. Though they may have voted for their governments,
they are rarely asked whether they agree with such a war; they are conscripted and
must fight and die and accept the death of their loved ones; these will include
women and children. The involvement of nations and their citizens in such wars
is presented to the populace as heroic; there are, of course, always moments
where individuals act heroically. Genocide is more selective; it is never
heroic; its victims are almost always mingled in with the wider population and
need to be identified and separated from the others with whom they have often
been neighbours for years. Such selections require the personal involvement – quite
often the hatred - of countless individuals. Why do groups of humans hate other
groups of humans within the body of a nation to the very death?
A sense of injustice can be a
powerful motivator, often aroused by the systematic violation of the right to
equal and fair treatment by a certain caste within the nation. The threat to
cultural self-expression and identity is another: to the liberty to be yourself
and follow the faith and the customs of your choice. Then there is the threat
to homogeneity, to national individuality and uniqueness, to fraternity. These
are, incidentally, the three, often incompatible, human rights the French
Revolution proclaimed. In the twentieth century, class warfare, sanctioned by
ideology, led to the death of vast numbers of people within the Communist
Block; religious differences set India and Pakistan upon each other as they still
do Northern Ireland and Eire; ethnic differences perceived as race, often a
largely imaginary category among peoples who have lived together for long
periods of time, were dominant in Rwanda and also in Hitler’s Germany. (Jewish
exclusiveness may actually have reminded Germans of the threatened identity of
their recently unified, internationally ostracized and geographically
borderless nation.) Anti-Semitism must be regarded as simply one version of
racism, in itself no better or worse than others. But in specific situations
and among individuals the three categories often all play a part: the Jews were
also seen by many of their enemies as more prosperous and influential than the
average German while a few anti-Semites probably still perceived their persistent
refusal to recognize Christianity as the fulfilment and supersession of the Old
Testament as a threat to the logic of their own faith. But rights, whether they
be based on liberty, on equality or on fraternity, only become an obsession
that can lead to mass murder if the nations concerned feel extremely threatened,
politically and economically. It is prudent for the international community to
help such states before they explode into violence; in practice, national interests
and rivalries often prevent foresight.
How is one to treat countries and
individuals guilty of genocide? While war is largely a matter of nations and
their governments, who have the “monopoly on violence”, and is dealt with by
means of peace treaties and their clauses, genocide always involves large
numbers of individuals who know their victims, or at least know of them, and who
choose to identify them, to contribute to their persecution or, at best, do
nothing to prevent it. They may have been indoctrinated by politicians and
ideologists, who are either subject to the same delusions or cynically using
national divisions for their own purposes. They will then need to be
“re-educated”, a task the Allied nations, in particular the USA and, in its own
spurious way, the Soviet Union undertook in Germany after World War II. But in
a modern state like Germany the actual contribution of an individual to
genocide is often hard to quantify or evaluate, for the process of persecution
is divided into countless small segments, many of which may seem harmless, and
the actual killing is often done by soldiers recruited for war, under military
command and jurisdiction, accustomed to the onerous duty of killing, and in
situations where it is hard to rule out military necessity. (One would expect
persecuted people to join the partisans.) Moreover, wherever possible, captive
peoples, under threat of their own lives, tend to be forced to do the “dirty
work”. Legal criteria can here provide no more than a rough guide, even though,
as regards the generation of Nazi perpetrators, the war-crimes trials were
probably the only reasonable response from the victors.
But what then? To lose a war and
accept the consequences for one’s nation is an unfortunate fate; a collective
to which one belongs but from which one is also separate as an individual is
punished and the consequences may be felt for several generations. One can be
an honourable or dishonourable loser; war-time killing is acceptable if certain
conventions have been adhered to. But genocide is, at least legally, a matter
of individuals and their participation in killings for which there are no
sanctioning conventions. Once the actual perpetrators of such crimes have died,
however, their guilt too should have died; and once their prejudices have been
eliminated, compensation attempted, and governments have changed, the nation
should be considered rehabilitated. In
some countries, genocides have even been responded to by “Truth and Reconciliation”
commissions rather than punitive “War Crimes” tribunals; thus in South Africa
or Rwanda. But what happens if war and genocide can not be disentangled? In
Germany Anti-Semitism was a madness that gripped a vulnerable generation and
the guilt lies with them. Among their modern German descendents, there is
probably less racism of any kind than in most other countries of the world. Post-war
German governments and citizens have made sure of that.
What should we learn from the German
episode of genocide, so unexpected in a well educated and civilized European
nation? That the population of a whole nation can be subject to paranoiac
criminal insanity? That not just Germans but other peoples too can erupt into
genocidal madness? We need to understand the pressures that are likely to
induce such outrages and the best ways of preventing or controlling outbreaks
of violence. Rather than emphasizing the uniqueness of German persecution of
the Jews with designations like “Holocaust” in place of “genocide” and “anti-Semitism”
for “racism”, and rather than linking it irrevocably to the “German” psyche, we
should guard against it as something that could happen again in any stressed
nation. If we are honest with ourselves, even we Australians with our civilized
democracy excluded and cruelly persecuted the indigenous members of our nation
for more than a century and a half.
But are we entitled to ignore the
interpretation of these events by their victims, the Jews, to ignore their
vocabulary of anti-Semitism, Holocaust and German depravity in order to draw
attention to the universal implications? Each of us will have to make this
choice for himself. For some of us, the victims should be entitled to their
exceptional status as the uniquely persecuted – this they certainly were - and once
again chosen people, rewarded for their suffering with an incontestable
entitlement to the Holy Land of their ancestors and the right to wage war to
retain it, just as their ancestors did, in spite of the volatility of the Middle
Eastern region. To others of us, with different priorities, the wider implications
would seem of greater significance. But it is important that both approaches
should be permissible choices, though it is understandable if a nation like
Australia, still grappling with her racist past, should prefer the Holocaust
version which diverts attention from her own failings. It is also
understandable if the victor nations prefer the vocabulary of exclusiveness
which discourages scrutiny of their post WWI provocations of Germany. Whichever
approach we take, twentieth century German history and its implications must
never be forgotten. Those concerned with genocide will welcome any attempt at
deeper understanding. Those who have chosen to defend the Holocaust version
will ward off potential reinterpretations in favour of reverence, myth and
dogma and the continuity of Biblical history right into the present. The two
books I intend to discuss will be of interest only to the first of these
groups; it is to be hoped that they will not offend the second. But we have to
remember that things that cannot be talked about openly are most easily
forgotten.
The first of the books I wish to
discuss was published fifteen years ago. A talented but immature work, it aroused
extreme reactions from two groups of critics. The first overdid the praise by
giving the book important awards; the second overdid the condemnation and
forced it into shameful retreat. Helen Demidenko/Darville’s novel is entitled The Hand that Signed the Paper, thereby
drawing attention to what, in the author’s view, was the bureaucratic and
governmental source of the evils to which her heroes contributed. It tells the
story of the narrator’s uncle, aunt and father, siblings from a Ukrainian
peasant family. They were children during the years of Stalin’s and
Kaganovich’s brutal collectivization programme which led to devastating famines.
In their bid to create a uniform, Russian-dominated culture, the communists had
suppressed Ukrainian nationalism and crushed any form of resistance; dead
Ukrainians could be replaced by more amenable Russian colonists. Stalin had also
outlawed all religious practices and the Ukrainian language, and he had forced children
into Komsomol schools where they would be estranged from their families and
indoctrinated. For the Kovalenkos, born into a peaceful, modestly prosperous
and proud farming community, communism was experienced as an unmitigated evil, out
to destroy everything and everyone they held dear. In the village and at the
school, its two most powerful and uncompromising representatives had been
Jewish women. Thus, when the Germans invaded, the siblings and their
compatriots welcomed these as liberators and allies against communist Russia. The
two teenage boys, Vitaly and Evheny, were soon happily supporting the German
persecution of the Jews; this also put food in their stomachs. The girl,
Kateryna, in turn, allowed herself to be seduced by a prominent SS man. She too
welcomed the liquidation of Jews. Many years later her hatred has not abated,
nor has she revised her view that it was ‘the Jews’, rather than certain
functionaries who happened to be Jewish, who were primarily responsible for the
cruelties of communism. Almost all Ukrainians, she believed, welcomed their
destruction:
… everyone knew
what was going on [at Babii Yar]. Even the Jews and communists knew, but now it
was too late for them. […] The hands of people who had always been oppressed
grew wild. Communists had told them to ‘grow this’ and they had done so.
Communists had said ‘give us your crops’ and they had meekly complied. When the
men were beaten stupid in the streets, the women would patch them up and watch
them drink their spirit sadly away. Then they would be beaten themselves. By
drunken husbands. By communists. Even their children were a type of punishment,
because they kept dying. So now the hands that had gently nurtured seedlings
into growth gripped and tore. (65)
While it is plausible that young
Ukrainians, who had suffered under the sweeping changes introduced by communism,
might hold such views, it is worrying to think that as adults they still do,
after years in Australia, and still more worrying that this doesn’t seem to
concern the author. No doubt Helen Darville had talked to ‘New Australians’ who
believed they had reason to hate ‘the Jews’, even if they weren’t her family,
as her pseudonym Demidenko tried to suggest. It is altogether likely that there
were many such passionate Jew-haters in Australia who had not been “re-educated”
like the post-war Germans. It was something we Australians probably needed to
know and take in hand, though that is hardly why Darville tells the story.
In the Ukraine the Kovalenko
youths had been angry victims, young and gullible; but they had also been perpetrators,
mass murderers of Jewish people. Once settled in Australia they proved
themselves to be hard-working and kindly husbands and family men, like their
parents before them. Their memories of the war years seemed to come from
another life. But with the first sentences of the novel, we receive the
shocking news that the older of the brothers, Vitaly, has been charged with “war
crimes”. Yet, though his niece, the author, had known for some time about the
war-time activities of her uncle and father, the charges seem absurd to her.
Not only to her and other family members, we are told, but to her landlady too,
and perhaps to many Australians. The narrator, Fiona, now sets about collecting
what will hopefully be exonerating material about the past. She does this in
between studying and supporting a great variety of charities: proof of her own
ethical credentials. At her request, her aunt Kateryna sends her hours of taped
accounts about the communist suppression of the Ukrainians and of the
sufferings of her family (her father arrested and deported or killed for
helping fugitives, her mother and brothers labouring under the burden of
impossible quotas, the baby dead from starvation). She tells of the pitiless
reign of the Jewish communist doctor Judit in their collective and the cruel
treatment Kateryna herself received at the Komsomol school from another Jewish
woman. They are the only two Jews we meet.
Strangely, a letter from Judit to
her mother is also available as documentary evidence. Other things the narrator
Fiona tells with the vividness of a witness have no identifiable source. A
third section of the “novel” may be based largely on the memories of Magda,
Vitaly’s young war-time wife. It attests that he was a hard-working, kind and
passionate husband all the while his day-time job was liquidating Jews at
Treblinka, an activity which none of the villagers, whose economy was booming
due to the patronage of the camp guards, appeared to be unduly concerned about.
Presumably the narrator met Magda and heard her story when she eventually
travelled to Treblinka but we are not told directly about this. Neither Vitaly
or Fiona’s father, Evheny, have much to say about those times. Vitaly’s brief
explanation of his recruitment by the Germans is plausible.
They told us we
would be free, and that no one would kill us anymore. That we would not starve.
That we would have our country. We believed them. I and my brother joined them
early on. They gave us nothing like they promised: good food yes, clothes and
things yes, but no country. No hope. They got us to do the shitwork that they
didn’t want to do themselves. And then it was too late. If you disagreed with a
German he shot you. So you did what you were told. In the morning they gave you
so much drink you didn’t know what you were doing. During the day you drank
more so you forgot. Then after a while you didn’t feel anything inside, nothing
at all. You thought you were normal again but you weren’t. You can’t feel. You
think you can but you can’t. (58)
What Vitaly tells here concerns
only himself and how he was wronged. That those he liquidated were human beings
is not part of his memory. In response to his niece’s question about remorse,
he eventually concedes that he is trying to be sorry but that it takes time. (Hasn’t
he had years to think all this over?) A stroke suffered after his indictment then
aborts the trial and leads to a peaceful death. He “took the Church on his
deathbed” we are told, though “he’ll have business to attend to in purgatory”,
as one relation surmises. In her own mind the author seems to have solved the
question of guilt: Vitaly and his people had been grossly abused by Jewish
communists and he felt entitled to take revenge; he was, moreover, a young man
and had a right to survive as best he could; he had grown up uneducated in
turbulent times and had no understanding of politics or ethics, so he could easily
be led astray; Ukrainians were treated as though they were savages by both the
Russians and the Germans and so they eventually became savages; in spite of that,
Vitaly was always a kind husband and a good worker; he had not asked to do the
job at Treblinka he was made to do; all this had happened in another time and
another world, a world of great disorder; and Vitaly himself obviously had no real
sense of guilt.
Demidenko’s book puts forward the
somewhat startling proposition that the murderers of great numbers of Jewish
people could have retained a kind of innocence, an innocence, perhaps, no
different from that of the soldier who does his killer’s job as required. But
it is difficult to get a sense of perspective in this novel, the main reason
being that it has no consistent or meaningful point of view. There are times
when it claims to be a documentary, as in the long passages where Kateryna speaks
or when Judit’s mysteriously available letter is cited. In the third section
one can sense an informer, presumably Magda, in the background though this is
never confirmed and the narrator’s contribution remains unclear. But at other
times the narrator (or is it the author?) seems to have the god-like freedom to
slip into the lives and minds of even the most obscure of her characters. What
is she simply making up and what is based on authentic sources? Why does she
give us little vignettes about the priest who married, or about Sura the yellow
man, or Nicolai Manchuk, of all of whom she can have no authentic knowledge?
They tell us nothing of relevance to Vitaly’s guilt; alternatively, they also
tell us nothing about the psychological state of a narrator who is trying to
cope with the prospect of her uncle’s trial. They are gratuitous and contradict
the logic of the story which does require reliable sources. They seem to have
been written for no other purpose than to provide colour and entertain the readers.
They come across as an author’s intrusions into her narrator’s world that
reveal Darville’s uncertainty about the reasons why she is writing this
novel. Is it to entertain, or to seek
the truth about the terrible past of her characters?
A similar ambiguity undermines
her historical representations. The Hand
that Signed the Paper is unequivocally a historical novel based on Ukrainian
history; all its power derives from this setting. Thus we need to have
confidence that it draws on reliable research and avoids inventions and
exaggerations. It must, however, be obvious to any reader that Kataryna’s account,
which provides most of the historical information we are given, is subjective and
probably sensationalized. It draws on the memories of an angry child from a small
village and of an adventurous teenager who needs to defend her choices. It is
also recorded with the prospect of her brother’s war-crimes trial in mind. The
bias of a character like Kataryna is legitimate; the wishful thinking of Fiona
who is worried about her uncle is perhaps also understandable, though things
would be easier if our narrator were trustworthy; but if she is not, we would
expect the author to find a way of intervening in the interests of historical
accuracy. There is, however, no such intervention, though the accusation of ‘Jewish’
responsibility for Ukrainian suppression, to take just the most unavoidable
example, is based on obviously flimsy evidence. A cynical mind might presume
that the author anticipated that a sensationalized account would attract more
readers.
Novels stand and fall with the
consistency of the point of view they adopt. A narrator who is personally
involved in a serious story and an author whose main aim is to entertain are
incompatible. If, as here, the point of view of a novel is not discernable and
guiding, we lose our bearings and flounder. At this point we have little choice
but to accept the narrator’s implied opinion that extermination camp guards can
be basically decent people whom we should leave in peace, a naughtily incorrect
message that ignores and thereby trivializes one of the most stupendous crimes
in human history. The other alternative would be to throw away the book. Darville’s
novel, and this is its artistic crime, simply wastes the enormous potential of
the genre to guide its readers into seeking and finding enlightenment.
Yet, precisely its failings
allowed The Hand that Signed the Paper
to become a valuable diagnostic tool for our society. Not only did it expose the
anti-Semitism rampant in certain ethnic communities. It demonstrated the
cavalier attitude towards historical fact that some writers of fiction seemed
to feel entitled to take. And it revealed the inability of Australians, safe on
their isolated continent that had never seen war, to imagine the scale, the
significance and the horror of the Holocaust. In the course of the scandal that
developed around this novel, Helen Darville became a symbol of the callousness
and the hubris of young Australians, and of the unwillingness of Australians in
general to put themselves out and think beyond the interests and the cosy
comfort of their families. (It is well known, that many of the most brutal camp
guards were also family men and loving fathers.)
And yet Darville’s novel does
make important and valid points. The most fundamental one is probably that people
who are exemplary citizens in an ordered society can lose their moral
orientation if thrown into circumstances of social chaos, particularly if they
have been accustomed to think in collective terms of family, ethnicity, nation,
faith or race rather than with a view to the sanctity of the individual. The
second one is that adolescents, and conscripted soldiers often are adolescents,
are particularly susceptible to acts of bravado, violence and irresponsibility
and usually grow out of such behaviours, finding it hard, in later life, to
understand why they acted as they did in those transitional years. The third is
that people and nations who are systematically demonized as savages may well
eventually turn into savages. The fourth is the bleak observation that revenge
is one of the most powerful motivators of human behaviour and probably the one
societies must work hardest to control. These are things we would do well to
keep in mind when trying to assess individual responsibility for the horrors of
the mid twentieth century.
Theodor Adorno’s widely cited
statement that after Auschwitz it would be impossible ever again to write
poetry, or even history, did not come true as a prophecy. But the sentiment it
expressed holds true; apart from the memoirs of survivors, there is almost
nothing of literary worth written about Hitler’s maniacal attempt to wipe out
the Jews. For reasons of tact, but also to avoid sensationalization and
sentimentalization and the other pitfalls of emotionally charged literature, we
have come to accept that only those personally (or racially?) involved have a
right to write about the Holocaust. The second book I intend to discuss breaks
that rule; though the author does have a Jewish background, it is irrelevant
for his novel. The book is Jonathan Littell’s The Kindly Ones, published in French under the title of Les Bienveillantes in 2006 and in the
English translation of Charlotte Mandell in 2009. We are told in the blurb: “It
won the most prestigious literary prize in France, the Goncourt, [...] the
Académie Française’s Prix de la Littérature, and more recently the Cunhambebe
award in Brazil. It has been a record-breaking bestseller in France, and also
in Spain, Italy and Germany, selling over [a] million copies.” Littell’s novel
does not come out of the post-Demidenko Australian culture of tactful reticence;
it is, rather, a novel that has made it its business to shock its readers
profoundly.
To briefly summarize the story:
Maximilian Aue’s war service takes him through Poland to the Ukraine where he
is witness to, and briefly participant in, the first massacres of Jews at Babii
Yar. He is then asked to determine scientifically whether a certain group of
Georgians who profess the Jewish faith are to be considered racially Jewish and
therefore candidates for extermination. He decides in their favour for
scientific rather than humanitarian reasons. At some stage he is sent on a
holiday by the Black Sea, intended as a psychiatric cure since he has not coped
well with Babii Yar, but all he eventually requires is rest. Due to his
politically insensitive scientific rigour, he is then given a punitive transfer
to Stalingrad where the encircled and starving sixth German army is dying in
terrible mid-winter squalor. There he receives a head wound. By a stroke of
extraordinary good luck he is evacuated just before the end, regaining
consciousness in Berlin. After some weeks of leave he is then appointed to a
desk job in the city and for a while links up with Speer who is trying to slow
down the extermination process and ameliorate the squalor of the camps so as to
make use of the labour of inmates for weapons production. When the Germans
enter Budapest, Aue is sent there to try to prevent the potential work-force in
the camps being squandered in death marches. But he has no hope of success in
the bureaucratic chaos of rival departments and commandants, though the
mobilization of this workforce is now Germany’s only hope. In the final stages
of the war, Aue experiences the destruction of Berlin in bombing raids. A
concussion suffered during the collapse of a shelter gains him some more leave
which he spends alone in a masturbatory orgy on his sister’s deserted property
in Pommerania. Friends arrive to drag him out of his solipsistic inertia; his
leave had long expired and the enemy is at his doorstep. They have to flee the
Russian advance on foot; Aue and his minder, Thomas, eventually arrive back in
Berlin. There Aue loyally continues his senseless and dangerous work in the
face of the Russian capture of the city, grotesquely receives a decoration from
the Fuehrer when there are almost no Nazis left in Berlin to decorate, and
finally manages to escape to France where he had grown up, wearing the disguise
of a forced labourer.
In many ways, Aue is a useful
witness because his approach could almost be described as “objective”. He had come
to Germany, where he was born, from France, where he grew up, in early
adulthood partly because he was attracted to fascist ideas; but it was
blackmail that forced him into the SD when he was discovered in a park
frequented by homosexuals after an encounter with a man who was then shot dead
by police. The alternative for him would have been a long prison term. We can
assume that he was actually head-hunted with the help of Thomas, who knew him
because he had worked with him and who continued to assist and protect him. Aue
is a well educated and thinking person, dedicated to “the truth” even where
this is likely to get him into trouble, an anti-Semite but willing to revise
his views. He is intelligent and honest enough to see that everyone who
contributes to the German war effort is as guilty or innocent of murder as the
shooters at Babii Yar, who were in any case mostly Ukrainian Hiwis. He is an
interested and sympathetic observer, choosing to stay in Russia even though he
knows that he would probably have been returned to Berlin if he had requested
this. By standards of normal decency, he is, on the whole, a decent person.
Littell’s protagonist/narrator
knows that most of the books written about WWII should never have been written.
“Even those [authors] who were actually there hardly ever use anything but
ready-made thoughts and phrases to talk about it. Just look at the pathetic
prose of the German writers who describe the Eastern Front: putrid
sentimentalism, a dead, hideous language.” (13) His narrator writes in the
first place “to set the record straight for myself”: it is once again a memoir,
this time by a perpetrator. Aue has no need to woo a readership, which is always
a potential source of dishonesty; his earning capacity, he tells us, is quite
adequate to support his family. The flagging attention spans of readers after
the 200 page mark, their boredom with repetitiveness and ordinariness, their
unwillingness to be confronted with scenes of horror for more than titillating
moments, their discomfort with bodily functions such as vomiting, diarrhoea and
constipation, even more so with sex and ugly sex, their impatience with
philosophical ramblings, their desire to have information sorted and evaluated
for them, and above all their inevitable moral expectations: these can all be
ignored. Aue panders to none of these wishes and much of the time his book is
no pleasure to read. Aue knows what he has daone; there is no place in his
account for self-justification, but also none for remorse and guilt. He
concedes: “These two exist, no doubt, I don’t want to deny it, but I think
things are far more complex than that.” He emerged from the war, he tells us,
“an empty shell, left with nothing but bitterness and a great shame”. Honesty
is all he aims at, “truth”; he is determined that nothing should remain hidden
in the recesses of his memory. His philosophy is: “the only things
indispensable to human life are air, food, drink, and excretion, and the search
for truth. The rest is optional.” It is thus not surprising that his account of
the war becomes a vast tome of a thousand long pages. “A lot of things happened”
during those years and human beings are “veritable memory factories”.
Aue initially writes only for
himself, but that does not imply that his book can be of no interest to
readers. He introduces it as “a bleak story, but an edifying one too, a real
morality play, I assure you” and tells us: “you’ll see that this concerns you”,
for one thing because in different circumstances “you might also have done what
I did”. What Aue hopes to provide is evidence, as unbiased as possible, that
will allow us to re-examine our judgemental preconceptions.
There is, in the first place, the
notion that the German armed forces, which included the SS and the SD
(Sicherheitsdienst) in which Aue served, were composed of willing recruits.
Aue, for one, was blackmailed because under suspicion of “criminal” homosexual
activities. Most German men were conscripted and then deployed as required. And
according to the internationally accepted law of war, conscripts can be ordered
to kill and be killed. But “who of his own free will would choose murder”?
Secondly, there is the widespread
belief that the SS and SD units were composed mainly of “sadists and
psychopaths”. Aue points out: “There have been hundreds of thousands of us whom
you still judge as criminals: among them, as among all human beings, there were
ordinary men, of course, but also extraordinary men, artists, men of culture,
neurotics, homosexuals, men in love with their mothers, who knows what else,
and why not? None of them was more typical of anything than any other man in
any other profession.” Aue himself was a man of culture, a homosexual, and a
man in love with his sister. “I lived, I had a past, a difficult and burdensome
past, but that happens, and I managed it in my own way. And then came the war.
I served and I found myself at the heart of terrible things, atrocities. I
hadn’t changed, I was still the same man, my problems had not been resolved,
even though the war created new problems for me, even though those horrors
transformed me.” Though Aue was only once asked to “finish off” Jewish victims
of a massacre, and completely lost his nerve doing so, he committed five
murders in the latter half of the war. “I started out,” he tells us, “within
the bounds of my service and then, under the pressure of events, I finally
overstepped these bounds; but everything is connected, closely, intimately
connected: to argue that if there had been no war I would still have resorted
to such extremities would be impermissible.” (24)
Thirdly, there is the perception
that it was always the SS and SD units that were responsible for the massacres.
In reality, it was often men from the Wehrmacht or Hiwis from conquered
territories, like the Ukraine, who did the dirty work. In war, men can rarely
determine how they are deployed. “In most cases the man standing above the mass
grave no more asked to be there than the one lying, dead or dying, at the
bottom of the pit.” And whenever the Wehrmacht was not involved, it was only
because others were available.
Fourthly, there is the belief
that guilt rests with those who were deployed to do the killing. In reality,
the process of extermination was one comprising countless small steps
undertaken by countless different people, all essential for the war effort,
some seemingly harmless. “Why should the worker assigned to the gas chamber be
guiltier than the worker assigned to the boilers, the garden, the vehicles? The
same goes for every facet of this immense enterprise. The railway signalman,
for instance, is he guilty of the death of the Jews he shunted towards the
camp?” It is the massive machinery of war that makes genocide possible. Even if
some individual somewhere refuses to do his job, this can never hold up the
entire enterprise for more than a brief moment. What work could a German do
that would not ultimately support the war? If justice is to be meted out, Aue
the lawyer suggests, it could only be according to the “unjust” Greek model,
where intent is ignored and Oedipus must suffer the terrible consequences of unwittingly
killing his father, though by Christian standards he was innocent.
Fifthly, there was the perception
that war and genocide were always clearly distinguishable, the first
permissible and even heroic, the second criminal. But in total war “there is no
such thing as a civilian, and the only difference between the Jewish child
gassed or shot and the German child burned alive in an air raid is one of
method; both deaths were equally vain, neither of them shortened the war by as
much as a second: but in both cases the man or men who killed them believed it
was just and necessary; and if they were wrong, who’s to blame? “ Moreover, Aue
tells us: “It should be noted that in our century at least there has never yet
been a genocide without war, that genocide does not exist outside of war”.
Sixthly, we have all heard that
six million Jews were murdered by the Germans. Aue informs us that it may have
been between five and six million; the numbers are approximate. During those same
years 20 million Soviet citizens were killed while three million Germans died in
the East: with adjustments 26.6 million human beings in all. Some were killed
illegally, many of them legally. Is there any sense in such a distinction?
What does all this amount to?
That it is not anti-Semitism, which has received so much attention, but the
absurdities of war that we must avoid at all costs. “Now of course the war is
over. And we’ve learned our lesson, it won’t happen again. But are you quite
sure we’ve learned our lesson? Are you certain it won’t happen again? Are you
even certain the war is over? In a manner of speaking, it is never over […] it
will live on…” Aue is not trying to justify his own actions. He simply wants
the world to draw the right conclusions from the disaster of World War II,
conclusions that we still don’t seem to be able to accept.
So much for Maximilian Aue’s
message. The author, Jonathan Littell, has his own set of messages which are
focused impressionistically on the preconditions for the Nazi disaster. One of
them concerns anti-Semitism. Littell gives us the spectacle of a group of
highly trained experts trying to work out whether a community of Georgian
Judaists is or is not racially Jewish and consequently subject to liquidation.
At the same time the linguist Voss makes it clear to his surprised friend Aue
that the notion of “pure race” is a nonsense: it does not and cannot exist. So
what was anti-Semitism actually about? Squatting in his sister’s country house
not long before the end of the war, Aue imagines Una, a Jungian psychologist,
saying to him:
I know why we
killed the Jews.[…] By killing the Jews, […] we wanted to kill ourselves, kill
the Jew within us, kill that in us which resembles the idea we have of the Jew.
Kill in us the potbellied bourgeois counting his pennies, hungry for recognition
and dreaming of power, but a power he pictures in the form of a Napoleon III or
a banker, kill the petty, reassuring morality of the bourgeoisie, kill
thriftiness, kill obedience, kill the servitude of the Knecht, kill all those fine German virtues. For we’ve never
understood that these qualities we attribute to the Jews, calling them
baseness, spinelessness, avarice, greed, thirst for domination and facile
malice are fundamentally German qualities, it’s because they’ve dreamed of
resembling the Germans, of being
Germans, it’s because they imitate us obsequiously like the very image of all
that is fine and good in High Bourgeoisie, the Golden Calf of those who flee
the harshness of the desert and the Law. Or else maybe they were pretending,
maybe they ended up adopting these qualities almost out of courtesy, out of a
kind of sympathy, so as not to seem so distant. And we, on the other hand, our
German dream, was to be Jews, pure, indestructible, faithful to a Law,
different from everyone else and under the hand of God. But actually they’re
all mistaken, the Germans as well as the Jews. For if Jew, these days, still means anything, it means Other, an Other and
an Otherwise that might be impossible but that are necessary. (874f.)
This is a thought-provoking interpretation
of the madness of German anti-Semitism, one of many possible explanations. How
can one fight or prevent something so elusive?
Through giving Aue a “heroic”
Protestant German father and a bourgeois Catholic French mother and letting him
spend his early years in Germany before receiving his education in France,
Littell suggests a radical dichotomy between these two adjoining cultures that
could lead to reactions of extreme hatred, as when Aue murders his mother and
step-father without provocation.
The effects of World War I on
German men of two generations is a topic that links in with Aue’s message. Like
many of his generation, Aue grew up virtually without a father, though he has
fleeting memories of a kind and caring man. The boy missed this male role model
and blamed his mother for his loss, quite unfairly, as his sister later tried
to tell him. She has meanwhile discovered that the father for whom Aue still
mourns was a cold and heartless man, captain of a Freikorps, a man guilty of extraordinary cruelty towards captured
women and children and reckless irresponsibility towards his own men and their
cause, definitely not a worthy example for a young son.
The deep divisions between
masculine and feminine cultures in the mid twentieth century, and the
disadvantagement of boys who were expected to study for a job rather than for
personal development (Aue would have preferred to do literature and philosophy
or music, rather than law), who were also forced to sacrifice their own lives
and destroy the lives of other human beings during war, while their sisters could
study according to their needs and be peaceful and happy, is another topic
Littell broaches. Aue’s sister, Una, whom he loves deeply but who is forbidden
him and thus almost banished from the story, seems an ideal figure, a guiding
but remote presence throughout the novel: caring, wise, beautiful and kind. If
Aue had had the same opportunities as his twin, he too might have become an
admirable person.
Aue’s sexual abnormality, which
he himself makes no attempt to understand, is obviously of considerable
interest to the author. We hear that the twins Max and Una, both lonely and resentful
after their father had disappeared and their abandoned mother had eventually moved
to France with a new partner, had a deeply loving and committed incestuous
relationship in early teenage. When this was discovered, they were punished
with separate confinement in strict Catholic boarding schools. This only confirmed
their hatred of repressive bourgeois values. Aue’s relationship to his sister
is complex; he loves her and has sworn loyalty to her as the woman of his life but
he also envies her, desiring the role and body of a woman for himself. His love
has become obsessive and his immature commitment rigid. It is impossible for
him to form a relationship with another woman, so he seeks gratification in
preferably casual encounters with male prostitutes. Sexual repression is a
topic throughout the novel. Incest is outlawed by the Catholic Church.
Homosexuality is outlawed under Hitler. After his second head injury, Aue
spends weeks in his sister’s abandoned manor house, giving himself up to ever
more sordid and aggressive self-gratification in an attempt to soil and destroy
her loveliness and her privileged life. In a much earlier episode, the linguist
Voss, Aue’s closest friend at the time, and Voss’ Georgian lover are shot dead
by the girl’s father in defence of her virginity.
Aue’s sexuality is clearly his
main problem. In the latter part of the novel, when he is already suffering
from two head injuries and the many horrific experiences of war, Aue commits a
series of impulsive murders. On leave, he visits his mother and step-father in
the south of France for the first time in years; the relationship is uneasy but
not hostile. On the last morning Aue wakes to find his stepfather on the
kitchen floor, brutally murdered with an axe Aue himself had left there, and
his mother strangled. His behaviour is strange. He had gone to bed naked. In
the morning he doesn’t seem to remember what he has done or that he has left
his blood-stained suit in the bath. He is horrified when he sees the corpses but
he doesn’t call the police. He walks to the station, catches the train he had
booked the previous day, and later, in Berlin, vehemently denies the murders
when police question him. These are, of course, the parents that had separated
him from Una. In the last stages of the war Aue shoots an elderly organist in a
church near his sister’s property; the man would have reminded him of Una’s elderly
composer husband, his rival for her love. Still later he strangles a man with
whom he had on occasion had sex: a replacement of his sister unworthy of her. Eventually
he even shoots Thomas, the hedonistic friend who was always surrounded by partying
women and obviously had no problems with his sexuality. Thomas had saved Aue’s
life on more than one occasion. He then escapes Germany by stealing Thomas’
disguise, an act of perfidy. Once safe in France, Aue enters into a marriage of
convenience that will never compete with his ideal love. Though he does not
kill Helene, the woman who nurses him throughout his illness and is prepared to
marry him, the brutal truths he hurls at her have all the violence of a murder.
If Aue had been in an Einsatzkommando
he may well have killed Jews in the place of these people, though he may also
have been too sane and too honest for this sort of subterfuge.
Alternatively: perhaps Aue didn’t
just kill the enemies that thwarted his love, but the bourgeois in himself when
he murdered his mother and stepfather, the homosexual in Mihaï, the aesthete
escaping from his responsibilities in life in the organist, the cynical
opportunist in Thomas. Or did he kill those he envied, the happy people, who
seemed to be able to cope with life even under daunting circumstances, like the
organist, Mihaï and Thomas, and even his elderly parents? Who knows whom we
actually intended to kill once we have learned to solve our problems by
killing.
Looking at things from another angle,
Aue’s incestuous sexuality is almost a mirror image of the Nazis racist
ideology which brooked no differences: it sought a utopia of identical twins,
of blond men all looking the same, all wearing identical uniforms, a world in
which women played no part. Aue’s preference is, of course, for the French
version: his sister Una is a dark haired woman whom he wants to resemble, more
than that, become, in a world without men. (It is likely that he is the father
of her long concealed identical boy twins.)
In his impressionistic attempt to
give us a sketch of the mental world of Nazism, Littell also draws attention to
the prevalence of academics in the SD, the most ideological of Hitler’s army
units. Nearly all of Aue’s colleagues have PhDs, and they try to determine
matters of life and death for large groups of people with abstruse intellectual
arguments rather than with common sense or compassion. Nazism’s alienation from
real life, most evident in the concentration camp system as Aue encounters it
in Hungary, that drives the realist Speer to distraction, is extraordinary and
horrifying.
The Kindly Ones is basically a narrator’s novel, a narrator who is
determined to present his memories without embellishments and interpretations,
and convince us of the far-reaching conclusions he has drawn from them. The
author therefore does well to be cautious with his own comments and
suggestions. We take note of them but it would be wrong to develop them
further.
In between Maximilian Aue’s
earnest anti-war preface “Toccata” and Jonathan Littell’s impressionistic
attempts to throw light on the spirit of that period, lies the vast detail of
Hitler’s times, carefully researched, through which Aue makes his way. Aue too
admits to having consulted a variety of historical works to assist him with
chronology and detail before he began his task. We are spared very little. The
horror and disgust and exhaustion we feel is probably as close as we will get
to actually experiencing those times from the perspective of a German officer
in Hitler’s army.
Littell’s final cryptic comment
is the title he has given to his novel: The
Kindly Ones. These words occur only once in the text, in the very last
sentence of those thousand pages. It reads: “The Kindly Ones were on to me”,
spoken by Aue as he prepares to flee Germany with its human and animal victims
on the bridge behind him, to return to the bourgeois culture of France he once
so detested. We are the kindly ones, we and all those others for whom the
culture of cruelty and persecution that the Nazis imposed on Europe is
anathema, we who want to force Maximilian Aue to justify his participation in
such horrors, to admit his guilt and demonstrate his remorse rather than slipping
back into anonymity and normality like a coward. We would like to be “onto him”
though, on second thoughts, we probably have to admit that his ruthless exposé
of Nazi times and his plea for peace will be of more use to the world than a
judicial persecution could ever be.
I have chosen these two novels –
one that should perhaps not have been written and another that, in my view,
needed to be written – not because I want to explain away or trivialize the
German genocide of Jews, but because I believe it still has vital lessons to
teach us. I admit that I have a German background. Though none of my immediate
family chose to stay in Germany during the Hitler period, I have throughout my
life felt the hostility of Australians who identified with the victims of the war
and the Holocaust. I have never complained of this. All the same, I think we
should listen to Aue when he says: “always keep this thought in mind: you may
be luckier than I, but you’re not a better person. Because if you have the
arrogance to think you are, that’s just where the danger begins.”
Bibliography
Darville, Helen The Hand That Signed the Paper. Allen
and Unwin: St. Leonards, 1994.
Littell, Jonathan The
Kindly Ones. Translated from the French by Charlotte Mandell. Vintage
Books: London, 2010.
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